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    Platform-to-Platform Re-registration: Adviser Guides









Adviser Forum is facilitated by F&TRC

 

In November 2008 the FSA stated that consumers should be able to transfer assets into and out of platforms without facing "unreasonable barriers".  Re-registration can take anything from 6-20 weeks to complete, consequently advisers face a regulatory minefield where they need to understand how these time constraints could affect the recommendations they are making to their client.

The following pages have been developed specifically for advisers using, or planning to use, platforms to assist them in understanding how re-registration works in practice, how individual platforms process these re-registrations and what, if any, constraints may apply.

 

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